Investor Terms and Conditions of Business
Version: 250425
These Terms and Conditions ("Terms") form the basis on which Sustainable Wealth Group Limited ("SWG") provides its services to clients. By using the website and creating an account, you agree to these Terms in conjunction with a Shareholder Application Form or SPV account, and you acknowledge and agree to the terms set out herein.
Definitions
Investor – A person or entity signing this agreement intending to make an investment through or in connection with SWG's introductions.
Services – The professional marketing, administrative, and technology services SWG provides to corporate clients.
Investment Opportunity – Any commercial arrangement presented via SWG's infrastructure which may result in the purchase of shares, debt, or other securities in a third-party company.
1. About Sustainable Wealth Group ("SWG")
Sustainable Wealth Group Limited is a company registered in England and Wales 11954426, with its registered office at International House, 6 South Molton Street, London, W1K 5QF. SWG is not authorised or regulated by the Financial Conduct Authority ("FCA") and does not provide financial advice, investment recommendations, or asset management services.
SWG provides marketing, administrative, talent acquisition and technology services to corporate clients. SWG does not act as an agent for, or represent, any investor or investment issuer in a regulated capacity.
2. Nature of Services
SWG's role is strictly limited to providing professional support services to corporate clients, including:
- Marketing and communications services,
- Investor onboarding administration,
- Technology infrastructure (including data rooms and dashboards), and
- General support in relation to investment documentation handling.
SWG does not:
- Provide any investment advice,
- Carry out any regulated activity,
- Make investment recommendations
- or conduct due diligence on investment opportunities.
3. Investor Acknowledgements and Responsibilities
By entering into these Terms, you confirm and acknowledge that:
- You understand SWG is not FCA authorised or regulated, and as such, you will not be afforded the protections available to retail clients under the FCA regulatory regime.
- You are investing entirely at your own risk and based on your own independent judgement and/or advice from a regulated financial adviser.
- You have read and understood the SWG Risk Warning, and you are aware of the risks associated with investing in unlisted, early-stage, or start-up companies.
- You are a self-certified high-net-worth individual or sophisticated investor under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
- You understand that investment opportunities presented through SWG's infrastructure are made in reliance on exemptions under Section 21 of the Financial Services and Markets Act 2000.
- You accept full responsibility for your own investment decisions and for any loss that may result from such decisions.
4. No Regulatory Liability
SWG shall not be liable to you for any loss, damage, or claim arising out of or in connection with:
- any investment made by you in a company introduced via SWG's services;
- any failure of the investee company to perform or deliver returns;
- or any omission or error in investment documentation provided by third parties.
You acknowledge that SWG has not provided you with any investment advice or personal recommendation and that your decision to invest is your own.
5. Third-Party Platforms and SPVs
Investments introduced by SWG may be made through FCA-regulated third-party SPV platforms or directly into investee companies. SWG is not responsible for the administration, performance, or compliance of these platforms or investee companies. SWG does not handle client money or assets.
6. Confidentiality and Data
SWG may handle information that is confidential or commercially sensitive. You agree to keep confidential all materials shared with you, unless legally required to disclose them.
SWG will process personal data in accordance with its privacy policy and all applicable data protection laws.
7. Term and Termination
These Terms take effect on the date signed and shall continue until your relationship with SWG is terminated, either by completion of the relevant investment process or by written notice from either party. Termination shall not affect clauses that by their nature are intended to survive termination.
8. Limitation of Liability
To the fullest extent permitted by law, SWG excludes all liability for any loss or damage suffered by you arising out of or in connection with these Terms or any investment made. SWG's total liability shall in no circumstances exceed the fees received by SWG in connection with the relevant investment opportunity.
9. Entire Agreement
These Terms, together with the SWG Risk Warning and any signed Application Forms, constitute the entire agreement between you and SWG. You acknowledge that you have not relied upon any representations outside these documents in deciding to proceed.
10. Governing Law
These Terms are governed by and shall be construed in accordance with the laws of England and Wales. The parties submit to the exclusive jurisdiction of the English courts.
11. Acknowledgement
By using the website and creating an account you confirm:
- You have read, understood, and accepted the SWG Terms and Conditions of Business.
- You have read and understood the SWG Risk Warning.
- You accept that you are making an investment at your own risk and based on your own assessment or advice.
- You meet the criteria to be classified as a high-net-worth individual or sophisticated investor under applicable FCA rules.